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Principal Officer in Investment Advisory | vishal.shinde@devenchoksey.com
Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SEBI(Investment Advisers) Regulations,2013 for last and current financial year are as under :
| Sr. No. | Financial Year | Compliance Audit Status | Remarks, If any | Audit Reports |
|---|---|---|---|---|
| 1. | 2023-2024 | Client Level Segregation Certificate | Completed | Link |
| 2. | 2023-2024 | Annual Compliance Audit Report | Completed | Link |
| 3. | 2024-2025 | Client Level Segregation Certificate | Under Process | NIL |
| 4. | 2024-2025 | Annual Compliance Audit Report | Under Process | NIL |